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zheng quan jing ji ren zhi du de que li ji qi ying xiang
Author(s): 
Pages: 33-34
Year: Issue:  2
Journal: Xi'an Finance

Keyword:  证券经纪人制度 证券公司 行为约束机制;
Abstract: 随着《证券公司监督管理条例》的实施和《证券经纪人管理暂行规定(草案)》公开向社会征求意见,我国证券经纪人制度框架已经基本形成,管理体系、证券经纪人定位、证券公司职责逐渐明朗。随着证券经纪人模式的推广和普及,行业竞争格局和业务发展思路将会有新的突破。券商积极适应政策变化,改变传统的业务运作模式,大力发展经纪人队伍将成为新的趋势。
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