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On the Administrative Actions to Control the Securities Market in the Period of the Republic of China
Author(s): 
Pages: 61-69
Year: Issue:  6
Journal: PARTY HISTORY RESEARCH & TEACHING

Keyword:  民国证券市场监管行政作为;
Abstract: 民国时期伴随中国证券市场的长足发展,对证券市场实行监管成为当时社会各界的共识,并在实践层面尝试规范化建设.本文拟从监管的组织机构安排、监管方式、成效等方面探讨当时证券市场监管的行政作为,指出民国时期在中国经济从传统步入资本主义化的过程中,试图强化政府规范化管理,然而在当时特定的社会环境中,其监管行为也因法制化及其运行的局限,以及财政干扰和行政寻租的牵制等诱因而致成效甚微,从而失去了稳定市场秩序、推动经济发展的意义.
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